Compulsory foundation courses - Compliance and financial markets - Compliance: regulation in practice Capstone courses - Compliance in the Hong Kong securities industry - Current issues in financial law - Dissertation* - Dissertation (18 credits)* - Securities regulation II Core compliance and regulation courses - Business and human rights - Company law and securities regulation in the People's Republic of China - Compliance for listed companies - Corporate governance and shareholder remedies - Derivatives: law and regulation - EU financial regulation and technology - Financial crime: governance, risk and compliance - Financial dispute resolution: Hong Kong and international perspectives - Insurance law - International economic law - International securities law - Law, regulation and compliance for insurance industry in Hong Kong - Law and regulation of private banking and wealth management - Law and regulation of banking and insurance in the People’s Republic of China - Law of anti-money laundering and counter-terrorist financing and compliance issues - Legal and regulatory aspects of financial risk management - Pension and investment funds in Hong Kong and the PRC - Privacy and data protection - Regulatory compliance in international finance and OTC derivatives documentation - Securities regulation I